A BOUTIQUE INVESTMENT BANK
SERVING THE ALTERNATIVE
INVESTMENT COMMUNITY

Cato Capital LLC is a FINRA-member broker-dealer dedicated to providing premier investment banking services to emerging growth companies and to discovering opportunities for our network of institutional and high-net-worth investors seeking to earn outsized risk-adjusted returns in top-tier hedge funds and other alternative investments.

Cato’s Investment Banking specialties include:

• Recapitalization of Community Banks
• Public and private mergers and acquisitions
• Corporate recapitalizations and restructurings
• Private Investments in Public Equity (“PIPEs”)
• Credit facilities for asset-backed financing

Cato’s Hedge Fund and Alternative Investment Services join institutional investors and high-net-worth individuals with alternative investments including hedge funds that we believe possess the following characteristics:

• Potential to generate out-size risk-adjusted returns in areas other than conventional stock and bond management
• Culture of integrity
• Easily explainable strategies
• Operational excellence
• Disciplined investment process
• Comprehensive risk control
• Audited performance
• High level of transparency
• Management experience in a variety of market conditions
• Management meaningfully invested in their strategies
• High level of client service